Compliance challenge for internationally active asset managers is acute, says Eversheds
Commenting on the Financial Conduct Authority’s (FCA) view that many asset managers in Britain must improve how they control the risk of illegally profiting from confidential information Andrew Henderson, partner and regulation expert at Eversheds, says: “The FCA’s findings are not surprising. The handling of information received from external resources, particularly sell-side brokers or consultants, […]